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Financial Services and Markets Act 2000 (UK) Readiness Advisory

Score your readiness for free, then turn the results into a plan in a 30-minute strategy call with Ivanka, co-founder of The Art of Service, which has trained 54,000+ professionals across 160+ countries.

13
Controls
7
Domains
–
Mapped Frameworks
United Kingdom
Jurisdiction

Why work with Ivanka on Financial Services and Markets Act 2000 (UK)

Financial Services and Markets Act 2000 (UK) core duties: the general prohibition, financial promotion restriction, threshold conditions, the Senior Managers and Certification Regime, and the controller change of control approval regime. FCA Handbook and PRA Rulebook rules are not built.

Compliance work stalls when it is treated as a checklist. Ivanka treats Financial Services and Markets Act 2000 (UK) as a strategic decision: what matters most for your organisation, what to do first, and what your leadership team needs to understand. For 25 years she has built The Art of Service, whose compliance platform now covers 1,062 frameworks.

The free readiness assessment scores your organisation against the 13 controls across 7 domains of Financial Services and Markets Act 2000 (UK). The strategy call turns those scores into priorities.

Relevant credentials

  • Co-founder of The Art of Service, which has trained 54,000+ professionals across 160+ countries
  • MIT Entrepreneurial Masters Program graduate
  • EXIN Expert Panel member

What you get in 30 minutes

Gap Assessment Review

Ivanka reviews your Financial Services and Markets Act 2000 (UK) readiness scores with you and agrees which gaps matter most. Specific to your results, not generic advice.

Implementation Roadmap

A clear, prioritised plan for addressing gaps across 7 domains: what you can build on from existing work and what needs new investment.

Cross-Framework Strategy

How Financial Services and Markets Act 2000 (UK) fits with the other obligations you already manage, so it strengthens your existing programme instead of running beside it.

Domains covered in Financial Services and Markets Act 2000 (UK)

01Approval, the Senior Managers Regime and the Certification Regime (Part 5, ss 59 to 66A)
02Control over authorised persons: change of control approval regime (Part 12)
03Notification duties on ceasing to perform, or losing fitness for, an approved or certified function
04Restriction on financial promotion (s 21)
05Status, scope and the amending Acts
06The general prohibition (s 19)

Plus 1 additional domains. See the full assessment →

This is for you if

  • You need to achieve Financial Services and Markets Act 2000 (UK) compliance but don’t know where to start or how to prioritise
  • You’ve been told you’re “compliant” but suspect gaps exist that haven’t been properly assessed
  • You manage compliance for financial-services organisations and need expert guidance, not generic templates
  • You want to leverage existing compliance efforts across multiple frameworks rather than starting from scratch
  • You need a strategic plan your leadership team and board will actually understand and support

Start with a free assessment. Then let's talk strategy.

Take the free Financial Services and Markets Act 2000 (UK) readiness diagnostic. In 5 minutes you'll have a clear picture of where your gaps are. Then book the strategy call and Ivanka will help you decide how to close them.

Start your free Financial Services and Markets Act 2000 (UK) assessment

Free · No login required · Results in 5 minutes

Or go directly to the $149 Report + Strategy Call